Regulation
Collection
The world is changing fast. Our Regulatory collection brings global perspectices from our risk and compliance experts to help you navigate risks in an agile manner, enhance your risk management and compliance capabilities and promote success and innovation in your organisation.
Featured Insights
2025 Report on Top Risks
Read Protiviti's Top Risks Report 2025 covering executives' views on emerging risks related to AI, cyber threats, talent management, and economic...
The Compliance Playbook: Navigating the Financial Services Industry’s Compliance Priorities in 2025
As we enter the new year, the financial services industry once again faces compliance risks that are increasingly diverse and complex.
Trump 2.0: Possible Winners and Losers
President-elect Donald Trump will take office in January 2025 with Republican control of both the Senate and the House and with a conservative-leaning...
SIFMA’s Quantum Dawn VII After-Action Report
The latest iteration of SIFMA’s biannual cybersecurity exercise focused on the outage of a critical third-party service provider. The simulation and...
Compliance Transformation
Top compliance challenges facing the technology industry in 2025
In the fast-paced world of technology, both regulators and companies face challenges applying existing laws to new and rapid developments. Given the...
Understanding the Impact of the EU AI Act: A Primer for Financial Institutions
Navigate the EU AI Act's impact on finance with our strategic guide to compliance and ethical AI use.
New York DFS, White House issue guidance on AI‘s impact. What are the implications?
During National Cybersecurity Month in October, both the New York State Department of Financial Services (DFS) and the Biden administration issued...
Reframing Regulatory Change: Adapting to Win
Regulations continue to expand in number and scope, driven by a variety of sources. As a result, the industry must deal with regulatory change on an...
Financial Crime
Sanctions and Export Controls: The Current and Future Landscape for Global Financial Institutions
For two years running, Protiviti has published a paper on the major sanction developments in the past year and our expectations for the coming year....
The Compliance Playbook: Navigating the Financial Services Industry’s Compliance Priorities in 2025
As we enter the new year, the financial services industry once again faces compliance risks that are increasingly diverse and complex.
FAQ Guide on the Use of AI for Financial Crime Compliance
Ask financial crime professionals what the most challenging part of their job is, and most will likely say it is the timely identification of...
Sanctions: Not Just a Financial Institution Issue
For banks, sanctions-related enforcement actions and large financial penalties over many years have made clear the cost of non-compliance with...
