Insight Search Search Submit Sort by: Relevance Date Search Sort by RelevanceDate Order AscDesc Survey March 27, 2023 Industry Experience With Remote Branch Inspections Beginning in 2020, the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC) and several states provided temporary relief from the operational challenges of conducting on-site branch inspections during the pandemic, allowing firms to utilise technology to fulfill their inspection obligations remotely. Now, FINRA has proposed a voluntary, three-year remote… Survey February 14, 2023 Top Risks Webinar Question Guide Responses to Selected Questions Received During Webinar – January 11, 2023 We received numerous questions during our January webinar on Executive Perspectives on Top Risks for 2023 & 2032. While we responded to some during the webinar, we were unable to cover all of them. We have selected a number of the unanswered questions that we believe to be of general interest and have included… Whitepaper February 20, 2023 One Year of Russian Sanctions: A Financial Services Industry Perspective Ein Jahr Ukraine-Krieg. Auf die weltweite Verurteilung der Invasion folgte eine noch nie dagewesene Anzahl an Sanktionen gegen Russland. Erzielten die Sanktionen Wirkung und wie geht es weiter? Erfahren Sie mehr in unserem Whitepaper. Infographic February 24, 2023 Infographic | Technology, Media and Telecommunications Executive Perspectives on Top Risks 2023 Technologie-, Medien- und Telekommunikationsunternehmen (TMT) stellen sich auf mehr wirtschaftlichen Gegenwind im Jahr 2023 ein. Sie konzentrieren sich besonders auf die Herausforderungen im Personalmanagement, so die Ergebnisse der jüngsten globalen Top-Risiko-Studie von Protiviti und NC State Video June 23, 2023 Video | The Countdown to DSA Compliance A new and dramatic approach to regulating big technology firms is coming into force across the European Union. The Digital Services Act (DSA), which the European Council signed into law on September 15, 2022, aims to protect the digital space against the spread of illegal content, particularly on social networks, content sharing platforms and e-commerce sites. The countdown has begun for… Whitepaper August 11, 2023 Navigating sanctions compliance through the transition to ISO 20022 The International Organisation for Standardisation’s (ISO) new global messaging standard, ISO 20022, is set to be adopted by payment processing organisations globally by 2025. Survey December 12, 2023 2024 Top Risks in the Technology, Media and Telecommunications Industry TMT executives were asked to identify the biggest threats they anticipate over the next 12 months and a decade ahead. Many of the risks cited correlate in many ways and can be categorised under two broad themes: foundational risks, which are essentially challenges that leaders must address to keep their business thriving, and risks that are essential for continued growth and expansion. Podcast November 9, 2023 Podcast | Emerging Regulations in Tech: Understanding the Digital Services Act – with Kaitlin Kirkham-Cooper and Roxanne Miller Große Tech-Unternehmen, die Hosting-Dienste, Online-Plattformen und Suchmaschinen anbieten, müssen nun Verfahren einrichten, um über illegale Inhalte informiert zu werden und auf Meldungen über digitale Dienste der EU zu reagieren. Whitepaper September 22, 2023 Advanced Analytics in Sanctions Compliance The adoption of advanced analytical tools and emerging technologies such as AI and ML has continued to gain enterprise adoption across compliance solutions within the financial services industry. Survey December 12, 2023 2024 Top Risks in the Consumer Products and Services Industry The Consumer Products and Services industry group faces a long list of headwinds heading into 2024. Inflationary pressure, workforce attrition with talent gaps and protecting customers’ data are top on the list of major concerns weighing on the minds of senior executives in the consumer packaged goods (CPG) and retail industry group. Load More
